Preparing for the Series 24 examination is a major responsibility. As a future financial professional, you’ll be expected to oversee corporate and venture capital projects while possessing expert-level knowledge about the financial industry. This is why it’s crucial to select the best Series 24 study materials available.
I’ve reviewed various study guides, online instruction courses, and on-demand lectures to find the top options for FINRA Series 24 exam prep. Below, you’ll discover insights on what makes each contender stand out. Use this information to find the best fit for your personal goals and maximize your exam success.
Key Takeaways
- Comprehensive Comparison: In-depth analysis of top Series 24 prep courses, highlighting unique features and benefits.
- Diverse Learning Formats: Evaluation of various study formats including online courses, live classes, and self-paced options.
- Targeted Recommendations: Tailored course suggestions to match different study styles and timelines, helping candidates choose the best fit for their needs.
- Cost vs. Value: Insight into pricing relative to course content, helping users find the most cost-effective options.
#1 – Securities Institute of America Series 24 Exam Prep Course
The Securities Institute of America offers a comprehensive Series 24 prep course designed to equip candidates with the knowledge needed to pass the General Securities Principal Exam. Their course includes a combination of detailed study guides, practice exams, and video lectures. It is known for breaking down complex regulatory and supervisory topics into manageable sections, which are reinforced through practice questions and quizzes. The course is suitable for both self-paced learners and those who prefer guided study, ensuring flexibility and thorough preparation.
Course Overview
The Series 24 exam prep program at SIA is structured to provide candidates with a thorough understanding of the material necessary to pass the exam. The course covers essential topics such as:
- Regulatory Framework: Understanding the role of various regulatory bodies and compliance requirements.
- Securities Products: Detailed coverage of equity and debt securities, investment returns, and risks.
- Trading and Market Making: Insight into trading practices, market structure, and order handling.
- Customer Accounts and Prohibited Activities: Guidelines on establishing and maintaining customer accounts, along with awareness of unethical practices.
Key Features
Comprehensive Study Materials
The course includes a variety of resources such as online video lectures, a detailed license exam manual, and practice questions. These materials cover all exam topics thoroughly and help reinforce learning.
Performance Tracking
Students can monitor their progress with a performance dashboard that highlights strengths and weaknesses. A personalized study calendar is also available to help organize study schedules effectively.
Flexible Learning Options
The program offers self-study packages for independent learners and instructor-led classes for those who prefer a structured environment. This flexibility allows students to choose the learning format that suits them best.
Additional Resources
Checkpoint exams at the end of each unit test comprehension and provide detailed explanations for answers. Digital flashcards focusing on key concepts are also included to facilitate quick reviews.
Support and Accessibility
Dedicated customer support is available to assist students with any questions or concerns. Additionally, all online materials can be accessed via mobile browsers, making it convenient for studying on the go.
Pros and Cons of the Securities Institute Series 24 Course
Here are the pros and cons of the Securities Institute of America (SIA) Series 24 exam prep course:
Pros
- Reputable Partnership: SIA is partnered with Wiley, a well-established educational company with over 200 years of experience, ensuring high-quality educational resources.
- Greenlight Exam Guarantee: The course includes a Greenlight Exam that closely mirrors the actual Series 24 exam. If students pass this exam but fail the actual test, they receive a full refund, providing a strong incentive for thorough preparation.
- High-Quality Video Content: SIA has invested in high-definition video lectures that are engaging and informative, enhancing the learning experience for visual learners.
- Interactive Online Exams: The course offers customizable online exams that allow students to focus on specific topics and track their progress effectively.
- Access to Mobile E-Book: Students can access over 500 pages of interactive study materials through a mobile-friendly e-book, making it convenient for studying on the go.
- Onsite Course Availability: For those who prefer a traditional classroom setting, SIA provides in-person courses taught by experienced instructors, which can enhance understanding through direct interaction.
- Ease of Use: The course materials are well-organized, making it easy for students to navigate and find the resources they need for their specific exam preparation.
Cons
- Limited Access Duration: Students have a six-month access period to the course materials, which may be insufficient for some individuals preparing for the 150-question exam.
- Individual Costs: While bundle offers for multiple exam series can provide savings, students who only need to take one exam may miss out on better deals, as individual course costs can be higher.
- No Unlimited Access Options: Currently, there are no options for extending access beyond the initial six months, which could be a drawback for those needing more time to prepare.
- Potential Overkill on Practice Questions: Some students may find the extensive number of practice questions excessive, potentially leading to unnecessary over-preparation.
- No Dedicated Mobile App: Although the course materials are accessible via mobile browsers, the absence of a dedicated app may limit the convenience for some users.
#2 – Securities Training Corporation Series 24 Study Materials
Securities Training Corporation (STC) offers a robust Series 24 prep course, designed to help candidates excel in the General Securities Principal Exam. The course includes an array of study materials such as comprehensive study guides, practice exams, and on-demand video lectures. STC’s course is structured to accommodate different learning styles, with options for live virtual classes or self-paced study. Their materials focus on the essential supervisory concepts and regulatory knowledge, with detailed explanations and extensive practice questions to reinforce understanding.
Course Overview
The STC Series 24 Study Materials course provides a structured approach to preparing for the Series 24 exam. It includes a variety of learning formats and resources aimed at covering all essential topics, such as:
- Regulatory Framework: Understanding the roles of regulatory bodies and compliance requirements.
- Securities Products: Detailed insights into various securities, including equities and fixed income.
- Trading Practices: Knowledge of trading mechanics, market structures, and order types.
- Customer Accounts: Guidelines for managing customer accounts and understanding prohibited practices.
Key Features
Comprehensive Study Materials
The course includes a self-study manual with 16 chapters based on the FINRA Series 24 content outline, along with online resources, practice exams, and flashcards to reinforce learning.
Flexible Learning Options
Students can choose between online courses, in-person classes, and webinars, allowing for a tailored learning experience that fits individual schedules and preferences.
Instructor Support
STC provides access to an instructor hotline and 24/7 support, ensuring that students can get help whenever they need it, including during late-night study sessions.
Progress Tracking
The course includes diagnostic progress exams and Greenlight exams that help students assess their readiness for the actual exam. This feature allows for targeted studying based on performance.
Interactive Learning Tools
Students have access to online quizzes, flashcards, and custom exams that can be tailored to focus on specific chapters or topics, enhancing the overall learning experience.
Mobile Accessibility
The course materials are accessible online, allowing students to study from various devices, making it convenient for those who are always on the move.
STC Series 24 Pros and Cons
Here are some of the most noticeable pros and cons that you will receive from the study materials of this course:
Pros
- Comprehensive Resources: The course offers a wide range of study materials, including printed manuals, online resources, and interactive tools, providing a well-rounded preparation experience.
- Flexible Learning Formats: With options for online, in-person, and webinar formats, students can choose the method that best fits their learning style and schedule.
- 24/7 Support: The availability of a dedicated support team ensures that students can receive assistance at any time, making it easier to study when it suits them.
- Progress Measurement: The inclusion of progress and Greenlight exams helps students gauge their understanding and readiness, allowing for focused study on weaker areas.
- Customizable Study Experience: The ability to create custom exams and quizzes allows students to tailor their preparation to their specific needs and areas of difficulty.
Cons
- Limited Access Duration: Access to the course materials is typically limited to six months, which may not be sufficient for all students, especially those balancing work and study.
- Cost Considerations: While STC offers bundle options, the individual costs can be high for students who only need specific materials or courses.
- Technology Requirements: Students who are not comfortable with online platforms may find it challenging to navigate digital resources effectively.
- Potential Overwhelm with Materials: The extensive range of materials and resources might overwhelm some students, making it difficult to focus on the most critical content.
- No Unlimited Access Option: Currently, there are no options for extending access beyond the initial six months, which could be a drawback for those needing more time to prepare thoroughly.
#3 – Kaplan Series 24 Classes
Kaplan offers a well-rounded Series 24 prep course that caters to various learning styles through its flexible study options, including on-demand video lessons, live online classes, and printed or digital study materials. The course is designed to thoroughly prepare candidates for the General Securities Principal Exam by focusing on key supervisory concepts and regulatory practices. Kaplan’s practice exams and quizzes are tailored to simulate the actual exam environment, helping students build confidence and identify areas that need improvement.
Course Overview
The Kaplan Series 24 Classes provide a structured and comprehensive approach to exam preparation. The course covers essential topics such as:
- Regulatory Framework: Understanding the roles of regulatory bodies and compliance requirements.
- Securities Products: Detailed insights into various types of securities, including equities and debt instruments.
- Trading Practices: Knowledge of market structure, trading mechanics, and order types.
- Customer Accounts: Guidelines for managing customer accounts and understanding prohibited practices.
Key Features
Self-Paced Learning Structure
Kaplan’s Series 24 Review packages are designed for self-starters, allowing students to learn at their own pace. The course includes a customizable study calendar to help plan daily tasks based on individual preferences and test dates.
Performance Tracking
The course features a Performance Tracker that automatically updates as students progress through the material. This tool allows candidates to identify areas of strength and weakness.
Practice Exams and QBank
Kaplan provides access to the SecuritiesPro QBank, which generates unlimited practice quizzes with randomized questions and detailed answer explanations. This feature ensures that students receive ample exam-specific practice.
Flexible Class Options
Students can choose from various learning formats, including live online classes, on-demand classes, and recorded sessions, to select the method that best suits their learning style.
Comprehensive Study Materials
The course includes a License Exam Manual, class notes in print and PDF formats, and access to online resources that highlight key exam topics and provide structured learning.
Limited Access Period
Students have access to the course materials for five months, with the option to purchase an extension if they need more time. This access period encourages focused and efficient study.
Pros and Cons of Kaplan Series 24
Kaplan’s Series 24 classes offer several notable benefits along with a few drawbacks. Here’s a detailed look at both:
Pros
- Structured Learning Environment: The customizable study calendar and performance-tracking tools help students stay organized and focused on their study goals.
- Exam-Specific Practice: The SecuritiesPro QBank offers a vast array of practice questions, which helps students prepare effectively for the types of questions they will encounter on the exam.
- Flexible Learning Formats: With options for live, live online, and on-demand classes, students can choose the learning style that best suits their needs.
- Expert Instruction: Kaplan’s courses are taught by experienced instructors who provide in-depth knowledge of the exam topics, enhancing the learning experience.
- Comprehensive Study Materials: The inclusion of a detailed License Exam Manual and organized class notes ensures that students have access to high-quality resources throughout their preparation.
Cons
- Limited Access Duration: The five-month access period may not be sufficient for all students, particularly those who may need more time to grasp the material thoroughly.
- Additional Costs for Extensions: If students require more time beyond the initial five months, they must pay an additional fee to extend their access, which can add to the overall cost of the course.
- Self-Paced Structure May Not Suit Everyone: While self-paced learning is beneficial for many, some students may prefer a more structured classroom environment with regular instructor check-ins.
- Potential Overwhelm with Content: The extensive amount of material and practice questions available may overwhelm some students, making it difficult to focus on the most critical concepts.
- Cost Considerations: While Kaplan offers quality resources, the overall cost of the course may be higher compared to other exam prep options, which could be a consideration for budget-conscious students.
#4 – ExamFX Series 24 Course Overview
Kaplan offers a well-rounded Series 24 prep course that caters to various learning styles through its flexible study options< Their study material includes everything from on-demand video lessons, live online classes, and printed or digital study materials. The course is designed to thoroughly prepare candidates for the General Securities Principal Exam by focusing on key supervisory concepts and regulatory practices. Kaplan’s practice exams and quizzes are tailored to simulate the actual exam environment. They serve to be of great help for students to build their confidence and identify areas that need improvement.
Course Overview
The ExamFX Series 24 Course provides a structured and efficient approach to exam preparation. It covers essential topics relevant to the Series 24 exam, including:
- Regulatory Framework: Understanding the roles of regulatory bodies and compliance requirements in the financial industry.
- Securities Products: In-depth knowledge of various securities, including equities and fixed-income instruments.
- Trading Practices: Insights into market structure, trading mechanics, and order types.
- Customer Accounts: Guidelines for managing customer accounts and understanding prohibited practices.
Key Features
Self-Study and Video Packages
ExamFX offers two main bundles: a Self-Study package and a Video Study package. Both provide access to an Interactive Learning Portal and instructor support, with the Video Study package including video lectures to enhance learning.
Fast-Paced Learning
The course is designed to be completed quickly, making it suitable for individuals who want to save time and start their careers in general securities as soon as possible.
Guarantee Exam
ExamFX provides a guaranteed exam that, if passed, assures students they will also pass the actual Series 24 exam. If they do not pass the actual exam, they can receive a full refund.
Interactive Learning Portal
Students have access to an Interactive Learning Portal that includes study guides and practice exams based on actual exam content, allowing them to comprehensively understand the material.
Flexible Study Schedule
The course allows students to create a personalized study schedule, helping them manage their study time effectively.
Reasonable Return Policy
ExamFX offers a 48-hour money-back guarantee for students who change their minds about enrolling in the course, providing a risk-free opportunity to try the program.
Pros and Cons of ExamFX Series 24
This course has plenty of advantages for candidates. Yet you will also find it to be a less preferable option due to some of its cons. Here is a detailed overview for further explanation:
Pros
- Efficient Learning Format: The fast-paced design of the course allows students to complete their studies quickly, which is beneficial for those eager to enter the workforce. This format is particularly appealing for individuals who may already have some background knowledge and want to expedite their preparation process.
- Guarantee Exam Policy: The Guarantee Exam provides added confidence for students, as passing it suggests a high likelihood of passing the actual Series 24 exam. This feature not only motivates students to engage with the material but also reduces anxiety about the exam, knowing they have a safety net.
- Interactive Study Tools: The Interactive Learning Portal offers a variety of study materials and practice exams that engage students and enhance their understanding of the content. The platform’s interactive nature reinforces learning through quizzes and flashcards, catering to different learning styles.
- Flexible Study Options: Students can tailor their study schedules according to their commitments, making it easier to balance preparation with other responsibilities. This flexibility is particularly beneficial for working professionals or those with family obligations who need to manage their time effectively.
- Clear Refund Policy: The 48-hour money-back guarantee allows students to enroll without financial risk, making it an attractive option for those uncertain about their choice. This policy encourages students to try the course without the fear of losing their investment if it doesn’t meet their expectations.
- User-Friendly Interface: The course platform is designed to be intuitive and easy to navigate, which can enhance the overall learning experience. Students can quickly find resources, track their progress, and access practice materials without technical difficulties.
Cons
- Limited Study Content: Compared to other providers, ExamFX may offer fewer types of study materials, such as online lectures, flashcards, and mobile apps, which could limit the learning experience for some students. This could be a drawback for those who prefer a variety of learning tools to reinforce their understanding.
- Shorter Access Duration: The course typically provides access for 90 days, which may feel rushed for students who need more time to thoroughly prepare for the exam. This limited access could lead to increased stress and pressure, particularly for those who are balancing multiple commitments.
- Fast-Paced Approach May Not Suit Everyone: While the quick completion time is advantageous for some, it may not be ideal for students who prefer a more gradual and in-depth study approach. Those who benefit from extended review periods or who need to digest complex topics may find the pace challenging.
- Potential Lack of Depth: Some students may find that the course does not cover certain topics in as much depth as other comprehensive programs, which could hinder their understanding of complex subjects. This lack of depth may leave students feeling unprepared for specific questions on the actual exam.
- No Live Instruction Options: ExamFX does not offer live lectures, which may be a disadvantage for students who benefit from real-time interaction with instructors for clarification and guidance. The absence of live instruction could limit opportunities for asking questions and receiving immediate feedback.
- Limited Networking Opportunities: Without live classes or group study options, students miss out on networking opportunities with peers and instructors. Building connections in the industry can be valuable for future career opportunities, and this lack of interaction may be a disadvantage for some candidates.
#5 – Knopman Marks Series 24 Training
Knopman Marks offers a premium Series 24 prep course known for its high pass rates and comprehensive study materials. The course includes in-depth video lectures, detailed textbooks, and a large question bank for practice. Knopman Marks also provides personalized coaching and access to instructors for additional support, making it a great option for those who want a thorough understanding of the exam content. The course is designed to help candidates not only pass the exam but also excel in their roles as General Securities Principals.
Course Overview
The Knopman Marks Series 24 Training course provides a focused and comprehensive approach to exam preparation. It covers essential topics relevant to the Series 24 exam, including:
- Regulatory Framework: Understanding the roles of regulatory bodies and compliance requirements within the securities industry.
- Securities Products: Detailed insights into various securities, including equities, fixed income, and other financial instruments.
- Trading Practices: Knowledge of market structure, trading mechanics, and order types.
- Customer Accounts: Guidelines for managing customer accounts and understanding prohibited practices.
Key Features
Single Comprehensive Package
Knopman Marks offers a single training package that includes a full textbook, practice exams in both online and printable formats, and digital flashcards. This package is designed to provide everything a candidate needs for effective preparation.
High Pass Rate
The course boasts an impressive pass rate of 95% among its students, which is significantly higher than the industry average. This statistic underscores the effectiveness of their training materials and methods.
Pre-Assessment and Benchmark Exams
The course includes pre-assessment, benchmark, and final exams that help track progress and readiness. These assessments are designed to give students a clear understanding of their strengths and areas needing improvement.
Live Instruction Option
Students have the option to add live instruction to their base package for an additional fee. This includes both online and in-person lectures, providing opportunities for real-time interaction with instructors.
Regular Instructor Support
Knopman Marks emphasizes student support, offering regular check-ins from instructors to ensure students stay on track and address any questions or concerns throughout their study process.
User-Friendly Technology
The course utilizes sophisticated technology to track student progress and performance, making it easier for candidates to monitor their readiness for the exam.
Knopman Marks Series 24 Pros and Cons
Like any other course, this course also comes with its own set of pros and cons. So let’s find out how they can affect our final selection of study materials in detail:
Pros
- Incredible Pass Rate: With a reported 95% pass rate, Knopman Marks demonstrates a strong track record of helping students succeed on the Series 24 exam. This high success rate can provide confidence to prospective students about the effectiveness of the course.
- Comprehensive Study Materials: The inclusion of a full textbook, practice exams, and digital flashcards ensures that students have access to a wide range of resources, catering to different learning styles and preferences.
- Personalized Support: The course offers regular check-ins and support from instructors, which can help students stay motivated and address any challenges they encounter during their preparation.
- Flexible Learning Options: The ability to add live instruction allows students to choose a learning format that best suits their needs, whether they prefer self-study or interactive classes.
- Progress Tracking: The pre-assessment and benchmark exams provide valuable insights into student progress, allowing for targeted study and improvement in weaker areas.
- Focused Curriculum: The course is designed specifically for the Series 24 exam, ensuring that all content is relevant and aligned with the exam’s requirements.
Cons
- Pricey Course Fees: The cost of the Knopman Marks course can be high, exceeding $500 for the base package. Additionally, adding live instruction can increase the total cost by another $200, making it less accessible for budget-conscious students.
- Limited Package Options: While having a single comprehensive package simplifies the choice for students, it may not cater to those looking for more customized or varied study options that other providers offer.
- No Free Trial: Unlike some competitors, Knopman Marks does not offer a free trial or money-back guarantee, which could deter potential students who want to test the course before committing financially.
- Potential Over-Reliance on Support: While regular instructor support is beneficial, some students may become overly reliant on this assistance and not develop the self-study skills necessary for independent learning.
- Limited Interactive Features: Although the course includes live instruction as an add-on, the primary package lacks interactive features such as live Q&A sessions or group discussions, which some students may find helpful for deeper understanding.
Bottom Line
The Knopman Marks Series 24 Training course is a premium choice for exam preparation, renowned for its high pass rates and comprehensive study materials. It offers in-depth video lectures, detailed textbooks, and a large question bank, along with personalized coaching and access to instructors. This structured approach covers essential topics such as regulatory frameworks, securities products, trading practices, and customer account management. With its proven track record and supportive learning environment, Knopman Marks is ideal for candidates seeking a thorough understanding of the exam content and aiming to excel as General Securities Principals.
Here are the Top 6 Best FINRA Series 24 Study Guides
Securities Institute of America:
Known for its thorough coverage and strong program, it offers a comprehensive study guide that prepares you to handle anything the Series 24 exam may throw at you.Securities Training Corporation
This study guide includes an integrated mix of practice exams and video lectures to help solidify key concepts and enhance test-taking skills.
Kaplan Series 24
Kaplan provides a variety of study materials including flashcards, on-demand lectures, and a structured study plan to ensure you’re ready for the Series 24 exam
ExamFx Series 24
Utilizing live online classes, performance trackers, and practice questions, this guide helps you stay on track and measure your progress effectively
Knopman Series 24 Study Guide
This guide stands out with its Greenlight Guarantee, live classes, and extensive feedback from knowledgeable instructors, aiming to build your confidence and competence
NRS Series 7 Study Guide
Although primarily for Series 7, this guide includes invaluable resources like instructor interaction, a study calendar, and supplements that are useful for Series 24 exam prep as well.
FINRA Series 24 Frequently Asked Questions
How long should you study for the Series 24 exam?
I recommend studying for the Series 24 exam over six weeks. Spend the first three weeks immersing yourself in the reading and study materials provided by your chosen review program. The remaining three weeks should be dedicated to taking practice assessments. This approach helps identify any weak areas that might need further review before the exam day.
How soon after completing a review course should I take the Series 24 Exam?
In my experience, it’s beneficial to allow yourself a week after finishing your review course before taking the actual Series 24 exam. This extra time helps to review areas needing improvement and fit in some last-minute studying.
Is Series 7 or 24 harder?
Whether the Series 7 or Series 24 exam is harder can vary depending on your background and your study habits. From statistics on pass rates, though, it seems that the Series 7 exam has a lower pass rate compared to the Series 24. No matter which exam you’re taking, thorough preparation with a good review course is crucial.
Suggested Study Schedule:
| Time Frame | Activity |
|---|---|
| First 3 weeks | Reading and understanding materials |
| Next 3 weeks | Taking practice tests |
| The final week before the exam | Review and last-minute study |
Additional Tips:
- Review Major Topics: Focus on the major topics outlined in your study guide.
- Practice Assessments: Taking practice exams helps gauge your preparedness.
- Understand the Role: The Series 24 exam covers detailed knowledge needed for a general securities principal.
By following these guidelines and dedicating the right amount of time, you can increase your chances of passing the Series 24 exam.
Frequently Asked Questions
What are the most comprehensive Series 24 exam review courses available online?
From my research, the top online courses to prepare for the Series 24 exam include the Securities Institute of America, Securities Training Corporation, Kaplan’s Series 24 course, ExamFx’s Series 24 offering, and Knopman Marks Financial Training. These courses offer detailed study guides, practice exams, and video lessons to help ensure thorough preparation.
How long does it typically take to adequately prepare for the Series 24 exam?
The amount of time required to prepare for the Series 24 exam can vary based on individual study habits and prior knowledge. Typically, dedicated study for 4 to 6 weeks should be sufficient. Some might need more or less time depending on their familiarity with the material and their study methods.
Are there any differences in pass rates among the top Series 24 review providers?
Pass rates can differ among various review providers. While specific statistics are often closely guarded, I have found that providers like Kaplan and Knopman Marks generally report higher pass rates due to their comprehensive materials and teaching methods. Checking user reviews and testimonials can provide deeper insights into their effectiveness.
What study strategies are recommended for passing the Series 24 exam on the first attempt?
Successful study strategies include consistent study schedules, focusing on practice exams, and understanding supervisory topics thoroughly. Breaking down study sessions into manageable parts and using detailed review notes can also enhance retention. Participating in discussion forums or study groups can further reinforce the learning process.
Can you find reliable Series 24 study materials in PDF format?
Yes, reliable Series 24 study materials are available in PDF format. Kaplan offers study guides and best practices in PDF format that can be accessed anytime. These PDFs typically cover core concepts and important updates about rules and regulations, making them a valuable study resource.
What are the key topics to focus on when studying for the Series 24 license?
Key topics for the Series 24 exam include understanding supervisory concepts, regulatory and compliance issues, and securities industry rules. You’ll also need to be familiar with the daily applications and practices that a securities principal would encounter. Focusing on these core areas will provide a strong foundation for the exam.